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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2019 | 05/2022 |
| Men's Wearhouse | Temple | TX | 12/2017 | 03/2019 |
| Hobby Lobby | Temple | TX | 11/2017 | 03/2018 |
| Texas Stars Hockey Club | Cedar Park | TX | 09/2017 | 06/2018 |
| Stage Coach Inn | Salado | TX | 05/2017 | 11/2017 |
| Cincinnati Reds Baseball Club | Goodyear | AZ | 01/2017 | 04/2017 |
| Ims Raceway | Avondale | AZ | 11/2016 | 04/2017 |
| Arizona Coyotes Hockey Club | Glendale | AZ | 09/2015 | 04/2017 |
| Oakland A's Baseball Club/Athletics Inv Grp Llc | Mesa | AZ | 02/2015 | 11/2016 |
| Grand Canyon University | Phoenix | AZ | 08/2014 | 07/2018 |
| Bank Of America N.A. | Houston | TX | 07/2022 | 06/2023 |
| J.P. Morgan Securities Llc | League City | TX | 07/2023 | Present |
| Jpmorgan Chase Bank, N.A. | League City | TX | 07/2023 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 07/2022 | 06/2023 |
| Unemployed | Dickinson | TX | 06/2022 | 06/2022 |
Entity Name: Centerfield In Bay Colony HOA Investment related: No Address: 2615 Bay Area Blvd, Houston TX 77058 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 05/13/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Home Owners Association for my local neighborhood. I have accepted the responsibility to act utilize my expertise in the financial industry and act as treasurer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-01 |
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