Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-04-17
TX RA APPROVED 2024-04-05
  • NE RA
    APPROVED
    Since 2024-04-17
  • TX RA
    APPROVED
    Since 2024-04-05

Branch Locations

1935 North 120Th, Omaha, NE 68154 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2019 04/2024
Student - Creighton University School Of Law Omaha NE 08/2015 05/2017
Johnson & Mock, Llo Omaha NE 05/2017 08/2017
Blazek Law Group, Llc Omaha NE 09/2017 09/2018
Unemployed Omaha NE 09/2018 03/2019
Ameriprise Financial Services, Llc Omaha NE 04/2024 Present
  • 04/2019 → 04/2024
    St Louis, MO
  • 08/2015 → 05/2017
    Student - Creighton University School Of Law
    Omaha, NE
  • 05/2017 → 08/2017
    Johnson & Mock, Llo
    Omaha, NE
  • 09/2017 → 09/2018
    Blazek Law Group, Llc
    Omaha, NE
  • 09/2018 → 03/2019
    Unemployed
    Omaha, NE
  • 04/2024 → Present
    Omaha, NE
Previous Registrations
  • 2019-08-26 → 2024-04-15
    Omaha, NE
    St Louis, MO
    Omaha, NE
    Omaha, NE
Other Businesses

Outside Employment; Cirksena, Knight, Jacobsen, Sieps & Kresse LLP; Financial Advisor; Manage advisory business; 1935 N. 120th St., , Omaha, NE, 68154; Investment-Related; 04/05/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-23
  • S66 Uniform Combined State Law Examination
    2019-08-23
Other Names
  • Alexander James Mccarty
  • Alexander J Mccarty
  • Alex James Mccarty
  • Alex J Mccarty
  • Alex Mccarty
  • Alexander Mccarty

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor