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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-19
  • TX RA
    APPROVED
    Since 2025-02-19

Branch Locations

One Federal Street 19Th Floor, Boston, MA 02110 • United States

One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bryant University Smithfield RI 09/2016 05/2019
The Tjx Companies, Inc. Marlborough MA 05/2017 08/2017
Lids (Genesco Inc.) Marlborough MA 11/2016 04/2017
New York Life Insurance Co. Westborough MA 03/2019 11/2021
Nylife Securities Llc Westborough MA 04/2019 11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sudbury MA 07/2022 02/2025
Financial Foundations Westborough MA 12/2021 02/2022
Junk Removal Inc/Lifetime Moving Co Sudbury MA 05/2018 08/2018
Unemployed Marlborough MA 02/2022 07/2022
Bank Of America N.A. Sudbury MA 10/2022 02/2025
Moors Cabot Inc Boston MA 02/2025 Present
  • 09/2016 → 05/2019
    Bryant University
    Smithfield, RI
  • 05/2017 → 08/2017
    The Tjx Companies, Inc.
    Marlborough, MA
  • 11/2016 → 04/2017
    Lids (Genesco Inc.)
    Marlborough, MA
  • 03/2019 → 11/2021
    New York Life Insurance Co.
    Westborough, MA
  • 04/2019 → 11/2021
    Nylife Securities Llc
    Westborough, MA
  • 07/2022 → 02/2025
    Sudbury, MA
  • 12/2021 → 02/2022
    Financial Foundations
    Westborough, MA
  • 05/2018 → 08/2018
    Junk Removal Inc/Lifetime Moving Co
    Sudbury, MA
  • 02/2022 → 07/2022
    Unemployed
    Marlborough, MA
  • 10/2022 → 02/2025
    Bank Of America N.A.
    Sudbury, MA
  • 02/2025 → Present
    Moors Cabot Inc
    Boston, MA
Previous Registrations
Other Businesses

Name of the other businessMarlboro Youth Basketball Whether the business is investment-relatedN/A Address of the other businessMarlborough, MA (not specified) Nature of the other businessVolunteer Your positionHead Coach 8th grade boys Title, or relationship with the other businessVolunteer Start date of your relationship10/2019 Approximate number of hours/month you devote to the other business16 Number of hours you devote/month to the other business during securities trading hours0 Briefly describe your duties relating to the other businessCoach and develop players to enhance their teamwork and basketball skills.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-26
  • S66 Uniform Combined State Law Examination
    2022-10-26
Other Names
  • Nelson Michael Zompetti
  • Nelson Zompetti

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