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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-19 |
Branch Locations
One Federal Street 19Th Floor, Boston, MA 02110 • United States
One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bryant University | Smithfield | RI | 09/2016 | 05/2019 |
| The Tjx Companies, Inc. | Marlborough | MA | 05/2017 | 08/2017 |
| Lids (Genesco Inc.) | Marlborough | MA | 11/2016 | 04/2017 |
| New York Life Insurance Co. | Westborough | MA | 03/2019 | 11/2021 |
| Nylife Securities Llc | Westborough | MA | 04/2019 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sudbury | MA | 07/2022 | 02/2025 |
| Financial Foundations | Westborough | MA | 12/2021 | 02/2022 |
| Junk Removal Inc/Lifetime Moving Co | Sudbury | MA | 05/2018 | 08/2018 |
| Unemployed | Marlborough | MA | 02/2022 | 07/2022 |
| Bank Of America N.A. | Sudbury | MA | 10/2022 | 02/2025 |
| Moors Cabot Inc | Boston | MA | 02/2025 | Present |
Name of the other businessMarlboro Youth Basketball Whether the business is investment-relatedN/A Address of the other businessMarlborough, MA (not specified) Nature of the other businessVolunteer Your positionHead Coach 8th grade boys Title, or relationship with the other businessVolunteer Start date of your relationship10/2019 Approximate number of hours/month you devote to the other business16 Number of hours you devote/month to the other business during securities trading hours0 Briefly describe your duties relating to the other businessCoach and develop players to enhance their teamwork and basketball skills.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-26 |
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