Joseph Depompeo

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-27
CT	RA	APPROVED	2019-06-07

NY RA
APPROVED

Since 2021-04-27
CT RA
APPROVED

Since 2019-06-07

Branch Locations

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Purchase	NY	04/2019	Present
Fire Island Ferries, Inc.	Bay Shore	NY	06/2014	03/2019
Morgan Stanley Services Group, Inc.	Purchase	NY	05/2021	Present

04/2019 → Present

Morgan Stanley

Purchase, NY
06/2014 → 03/2019

Fire Island Ferries, Inc.

Bay Shore, NY
05/2021 → Present

Morgan Stanley Services Group, Inc.

Purchase, NY

Other Businesses

1. Fire Island Ferries, Inc.; Investment related; Parking Attendant/Valet; Employee (proprietor, partner, officer, director, employee, trustee, agent); May 2019; During business hours: 0; After business hours: 16; Parking Cars, Conducting Customer Transactions

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-07

S66 Uniform Combined State Law Examination

2019-06-07

View on SEC IAPD