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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-18 |
Branch Locations
2633 Camino Ramon Suite 525, San Ramon, CA 94583 • United States
El Sobrante, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Insurance - Michael Miller Ins | San Rafael | CA | 08/2015 | 05/2017 |
| Farmers Insurance - Jessie Bamuelos Ins | Orinda | CA | 07/2017 | 03/2019 |
| Unemployed | El Sobrante | CA | 05/2017 | 07/2017 |
| New York Life Insruance Co | San Ramon | CA | 03/2019 | Present |
| Nylife Securities Llc | San Ramon | CA | 07/2019 | Present |
| In House Support Services | El Sobrante | CA | 12/2022 | Present |
| Eagle Strategies Llc | Berkeley | CA | 06/2024 | Present |
[In House Support Services; Caregiver ; 569 Kister Circle, El Sobrante, CA ; Start Date 12/2022; Role/Title: Employee; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [Family health advising; Family Consulting; 569 Kister Circle, El Sobrante, CA 94803; Start Date 12/2023; Role/Title: Independent Contractor; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours; Mentoring a teen and her mother.] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 821 Delaware Street, Berkeley, CA 94710; Start Date 06/2023; Role/Title: Insurance Broker; Investment Related; 6 hours per month; 6 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-28 |
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