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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-15 |
| CA | RA | APPROVED | 2017-08-18 |
| NJ | RA | APPROVED | 2011-05-13 |
Branch Locations
4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Bedminster | NJ | 05/2011 | Present |
BLUE SKY ADK LLC / 15 COLT STREET FAIRFIELD,NJ 07004 / COMPANY/ REAL ESTATE / BUY REAL ESTATE / PARTNER / / THERE ARE NO DUTIES IT IS REAL ESATE IN AN LLC / START DATE 3/21/2014 Hi-Powered Electric Company LLC, Silent partner, husband is electrician and started a company, Partner, it is my husbands company he is sole person doing duties as an electrician, start date-1/23/2023, TexasUnited States-77354.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-25 |
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