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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-03
GA RA APPROVED 2020-10-22
  • TX RA
    APPROVED_RES
    Since 2021-06-03
  • GA RA
    APPROVED
    Since 2020-10-22

Branch Locations

6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Atlanta GA 01/2020 Present
Mass Mutual Life Insurance Co Atlanta GA 12/2018 Present
Elliott International Atlanta GA 05/2016 12/2018
Buckhead Diner Atlanta GA 09/2018 03/2020
  • 01/2020 → Present
    Atlanta, GA
  • 12/2018 → Present
    Mass Mutual Life Insurance Co
    Atlanta, GA
  • 05/2016 → 12/2018
    Elliott International
    Atlanta, GA
  • 09/2018 → 03/2020
    Buckhead Diner
    Atlanta, GA
Other Businesses

(1)Name: WealthMD Inv rel: Y Add: 3550 Lenox Road NE Suite 1100A Atlanta GA 30326 Nature: Outside Insurance; Life and Disability Position: Associate Start date: 09/03/2021 No. HR/MO: 0 No. HR/MO dur trading: 0 (2)NAME: AJ Hall & Associates, INV REL: Y, ADD: At Residential Address, NATURE/DUTIES: Owner of LLC For Pass Through Compensation, POSITION: Owner, START DATE: 1/15/2025, NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-21
  • S66 Uniform Combined State Law Examination
    2020-09-21
Other Names
  • Alexander Hall

View on SEC IAPD

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