Linda Jody

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-03-30
IL	RA	APPROVED	2010-08-12

TX RA
APPROVED

Since 2021-03-30
IL RA
APPROVED

Since 2010-08-12

Branch Locations

Tinley Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Tinley Park	IL	08/2010	Present

08/2010 → Present

Lpl Financial, Llc

Tinley Park, IL

Previous Registrations

2000-10-25 → 2010-08-23

Msi Financial Services, Inc.

Orland Park, IL

Orland Park, IL

Other Businesses

1. 08/11/2010: NON-VARIABLE INSURANCE - MET LIFE WHOLE LIFE INSURANCE SALES. - INVESTMENT RELATED - 7% OF TIME - TINLEY PARK, IL. 2. 08/11/2010: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - DYNASTY WEALTH MANAGEMENT GROUP, LLC - INVESTMENT RELATED - TINLEY PARK, IL. 3. 08/11/2010: OTHER-ACTOR - STAGE NAME FOR MOVIES BUSINESS "JODI LONDON" - ACT AND PRODUCE. - NOT INVESTMENT RELATED - 2% OF TIME. 4. 11/26/2010: NON-VARIABLE INSURANCE - DYNASTY INSURANCE GROUP - GENERAL NON-VARIABLE INSURANCE OUTSIDE LPL. - INVESTMENT RELATED - TIME SPENT 5% - TINLEY PARK, IL. 5. 12/15/2010: OTHER-ACTOR - STAREYES PRODUCTIONS, LLC AND JODI LONDON ENTERPRISES, LLC - STAGE NAME FOR MOVIES BUSINESS "JODI LONDON" - ACT AND PRODUCE. STAREYES PRODUCTIONS, LLC FOR PRODUCTION CREDIT AND JODI LONDON ENTERPRISES, LLC TO PROTECT STAGE NAME. - INVESTMENT RELATED - TIME SPENT 2%. 6. 11/22/2011: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - DYNASTY WEALTH MANAGEMENT SPECIALISTS, LLC - INVESTMENT RELATED - TINLEY PARK, IL. 7. 5/25/2012: London Holland Productions, LLC * Business Owner * not inv rel * at reported business location(s) * My title is President * time spent 2%

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-20
S63	Uniform Securities Agent State Law Examination	1998-11-03

S65 Uniform Investment Adviser Law Examination

1999-12-20
S63 Uniform Securities Agent State Law Examination

1998-11-03

Designations

Certified Financial Planner

Other Names

Linda Kristina Nielsen

View on SEC IAPD