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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-06-10
  • MD RA
    APPROVED
    Since 2022-06-10

Branch Locations

Abingdon, MD • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2019 05/2022
Anderson Of Hunt Valley Llc Cockeysville MD 11/2015 04/2019
Gwfs Equities, Inc Greenwood Village CO 05/2022 Present
Advised Assets Group, Llc Greenwood Village CO 05/2022 Present
  • 04/2019 → 05/2022
    St Louis, MO
  • 11/2015 → 04/2019
    Anderson Of Hunt Valley Llc
    Cockeysville, MD
  • 05/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 05/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
  • 2019-06-19 → 2022-05-03
    Towson, MD
    St Louis, MO
    Towson, MD
    Towson, MD
Other Businesses

eBay / Seller. Consumer/resale. I sell personal items via an ebay account. Throughout the year I will also purchase items to sell for profit, such as clothing, sports cards, comics, etc. While I am not incorporated as a business this activity is deemed to be a business as the volume and profit motive meet definition of business activity. All activities are performed outside of business hours and are not discussed with clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-17
  • S66 Uniform Combined State Law Examination
    2019-06-17

View on SEC IAPD

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