Yona Rom

Neuberger Berman Bd LLC

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Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-15

NY RA
APPROVED

Since 2021-09-15

Branch Locations

New York, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co. Llc	New York	NY	07/2020	04/2021
Yeshiva Unversity	New York	NY	08/2016	06/2020
Neuberger Berman	New York	NY	05/2021	Present

07/2020 → 04/2021

Morgan Stanley & Co. Llc

New York, NY
08/2016 → 06/2020

Yeshiva Unversity

New York, NY
05/2021 → Present

Neuberger Berman

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-05

S66 Uniform Combined State Law Examination

2021-09-05

Designations

View on SEC IAPD

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