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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-02-24
  • NC RA
    APPROVED
    Since 2023-02-24

Branch Locations

375 S Front Fl 3, New Bern, NC 28561 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtsec New Bern NC 03/2019 Present
Bb&T Morehead City NC 10/2015 03/2019
Truist Investment Services, Inc. New Bern NC 02/2021 Present
  • 03/2019 → Present
    Bbtsec
    New Bern, NC
  • 10/2015 → 03/2019
    Bb&T
    Morehead City, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    New Bern, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-23
S63 Uniform Securities Agent State Law Examination 2020-02-18
  • S65 Uniform Investment Adviser Law Examination
    2023-02-23
  • S63 Uniform Securities Agent State Law Examination
    2020-02-18
Other Names
  • Shannon Nicole Lopez

View on SEC IAPD

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