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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-03-31
  • MN RA
    APPROVED
    Since 2022-03-31

Branch Locations

11095 Viking Drive, Ste 205, Eden Prairie, MN 55344 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cliftonlarsonallen Wealth Advisors, Llc Minneapolis MN 03/2019 12/2021
Nuveen Asset Management Minneapolis MN 11/2017 03/2019
Unemployed Minneapolis MN 07/2017 10/2017
Pentair Plc Golden Valley MN 07/2014 06/2017
Integrated, Inc. Wealth Advisors Edina MN 01/2022 02/2022
Lpl Financial, Llc Edina MN 01/2022 Present
  • 03/2019 → 12/2021
    Cliftonlarsonallen Wealth Advisors, Llc
    Minneapolis, MN
  • 11/2017 → 03/2019
    Nuveen Asset Management
    Minneapolis, MN
  • 07/2017 → 10/2017
    Unemployed
    Minneapolis, MN
  • 07/2014 → 06/2017
    Pentair Plc
    Golden Valley, MN
  • 01/2022 → 02/2022
    Integrated, Inc. Wealth Advisors
    Edina, MN
  • 01/2022 → Present
    Edina, MN
Other Businesses

1- 02/2022 / DBA for LPL Business (entity for LPL business) / Integrated Inc. - Wealth Advisors / Investment Related / Edina, MN

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-30
  • S66 Uniform Combined State Law Examination
    2022-03-30

View on SEC IAPD

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