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Maggie Leigh Humphries

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Monroe, LA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-08
LA RA APPROVED 2023-01-18
  • TX RA
    APPROVED
    Since 2023-03-08
  • LA RA
    APPROVED
    Since 2023-01-18

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1809 Glenmar Ave, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Monroe LA 07/2019 Present
Oglesby Financial Group Monroe LA 02/2019 07/2019
Asteri Networks Shreveport LA 11/2018 02/2019
Fairfield Inn By Marriott Ruston LA 07/2016 02/2019
Louisiana Tech University Ruston LA 09/2014 08/2018
  • 07/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Monroe, LA
  • 02/2019 → 07/2019
    Oglesby Financial Group
    Monroe, LA
  • 11/2018 → 02/2019
    Asteri Networks
    Shreveport, LA
  • 07/2016 → 02/2019
    Fairfield Inn By Marriott
    Ruston, LA
  • 09/2014 → 08/2018
    Louisiana Tech University
    Ruston, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-21
  • S66 Uniform Combined State Law Examination
    2022-12-21
Other Names
  • Maggie Leigh Humphries
  • Maggie Humphries

View on SEC IAPD

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