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Prime Capital Financial CRD 288712
$39.1B regulatory AUM 1,816 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-09-27 |
Branch Locations
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St. Paul | MN | 03/2019 | 09/2021 |
| Renaissance Financial | Overland Park | KS | 01/2019 | 09/2021 |
| Securian Financial Services Inc | St. Paul | MN | 03/2019 | 09/2021 |
| Rts Financial | Overland Park | KS | 01/2018 | 01/2019 |
| University Of Kansas | Lawrence | KS | 08/2015 | 05/2017 |
| Area Real Estate Advisors | Kansas City | MO | 07/2017 | 10/2017 |
| The Etf Store, Inc. | Overland Park | KS | 09/2021 | 09/2024 |
| Prime Capital Investment Advisors | Overland Park | KS | 09/2024 | Present |
PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 09/2024, 1hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-27 |
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