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Otto Manuel Cruz

Wells Fargo Clearing Services, LLC

Modesto, CA

Fresno, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-07
  • CA RA
    APPROVED
    Since 2021-01-07

Branch Locations

3456 Mchenry Ave, Modesto, CA 95350 • United States

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Stockton CA 11/2016 Present
Wells Fargo Clearing Services Llc Stockton CA 03/2019 Present
Unemployed Stockton CA 02/2016 11/2016
  • 11/2016 → Present
    Wells Fargo Bank Na
    Stockton, CA
  • 03/2019 → Present
    Wells Fargo Clearing Services Llc
    Stockton, CA
  • 02/2016 → 11/2016
    Unemployed
    Stockton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-07
S63 Uniform Securities Agent State Law Examination 2019-06-10
  • S66 Uniform Combined State Law Examination
    2021-01-07
  • S63 Uniform Securities Agent State Law Examination
    2019-06-10
Other Names
  • Otto Cruzjr

View on SEC IAPD

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