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Andrew Dowd

Rbc Capital Markets, LLC

Great Falls, MT

Butte, MT

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-10
MT RA APPROVED 2024-05-29
  • TX RA
    APPROVED_RES
    Since 2024-06-10
  • MT RA
    APPROVED
    Since 2024-05-29

Branch Locations

101 River Drive North Suite 101, Great Falls, MT 59401-4200 • United States

Butte, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mountain West Advisors Murray UT 03/2019 10/2020
Bmw Of Murray Murray UT 08/2011 12/2018
Guardian Life Insurance Company Murray UT 03/2019 10/2020
Park Avenue Securities Murray UT 03/2019 10/2020
Wells Fargo Clearing Services Salt Lake City UT 10/2020 05/2024
Wells Fargo Bank Salt Lake City UT 10/2020 05/2024
Unemployed Sandy UT 01/2019 03/2019
Rbc Capital Markets, Llc Great Falls MT 05/2024 Present
  • 03/2019 → 10/2020
    Mountain West Advisors
    Murray, UT
  • 08/2011 → 12/2018
    Bmw Of Murray
    Murray, UT
  • 03/2019 → 10/2020
    Guardian Life Insurance Company
    Murray, UT
  • 03/2019 → 10/2020
    Park Avenue Securities
    Murray, UT
  • 10/2020 → 05/2024
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 10/2020 → 05/2024
    Wells Fargo Bank
    Salt Lake City, UT
  • 01/2019 → 03/2019
    Unemployed
    Sandy, UT
  • 05/2024 → Present
    Rbc Capital Markets, Llc
    Great Falls, MT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-28
S63 Uniform Securities Agent State Law Examination 2020-11-17
  • S65 Uniform Investment Adviser Law Examination
    2022-04-28
  • S63 Uniform Securities Agent State Law Examination
    2020-11-17

View on SEC IAPD

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