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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2019-08-06 |
Branch Locations
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
50 N Section St, Fairhope, AL 36532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Saraland | AL | 03/2019 | Present |
| Wells Fargo Bank Na | Saraland | AL | 03/2018 | Present |
| Gulf Distributing, Llc. | Mobile | AL | 12/2017 | 03/2018 |
| Unemployed | Repton | AL | 07/2017 | 12/2017 |
| Frito Lay | Montgomery | AL | 01/2017 | 07/2017 |
| Unemployed | Repton | AL | 07/2016 | 01/2017 |
GULF COAST DRIP, NOT INVESTMENT RELATED, BAY MINETTE, AL, 50% OWNERSHIP, START DATE 4/28/2023, 8 HOURS PER MONTH, 0 HOURS DURING TRADING, BOOKING FOR SPOUSE'S IV HYDRATION BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-12 |
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