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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-03
CA RA APPROVED 2019-05-21
  • TX RA
    APPROVED_RES
    Since 2023-05-03
  • CA RA
    APPROVED
    Since 2019-05-21

Branch Locations

4680 Freeport Blvd, Ste 110, Sacramento, CA 95822 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Pleasanton CA 04/2016 03/2019
Jpmorgan Chase Bank, N.A. Sacramento CA 03/2019 Present
J.P. Morgan Securities Llc Sacramento CA 03/2019 Present
  • 04/2016 → 03/2019
    Chase
    Pleasanton, CA
  • 03/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Sacramento, CA
  • 03/2019 → Present
    Sacramento, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/2/2012 ADDRESS: 462 SAN LORENZO, CA. 121 SACRAMENTO, CA. 2816 SACRAMENTO, CA. DETAILS: collect rent from tenants INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-13
  • S66 Uniform Combined State Law Examination
    2019-05-13
Other Names
  • Daniel Yee
  • Daniel Chanwing Yee

View on SEC IAPD

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