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Whitney Leigh Welty

Wells Fargo Clearing Services, LLC

Richmond, VA

Richmond, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-26
VA RA APPROVED 2024-02-14
  • TX RA
    APPROVED
    Since 2025-11-26
  • VA RA
    APPROVED
    Since 2024-02-14

Branch Locations

12888 Broad Street Rd, Richmond, VA 23233 • United States

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Richmond VA 08/2013 Present
Wells Fargo Clearing Services, Llc Richmond VA 03/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-14
S63 Uniform Securities Agent State Law Examination 2019-07-09
  • S65 Uniform Investment Adviser Law Examination
    2024-02-14
  • S63 Uniform Securities Agent State Law Examination
    2019-07-09

View on SEC IAPD

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