Maurice Allen Lyle

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
NJ	RA	APPROVED	2020-11-09
TX	RA	APPROVED_RES	2020-07-10
CT	RA	APPROVED	2020-03-03

NY RA
APPROVED

Since 2021-04-19
NJ RA
APPROVED

Since 2020-11-09
TX RA
APPROVED_RES

Since 2020-07-10
CT RA
APPROVED

Since 2020-03-03

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	10/2019	Present
Toyota Of Morristown	Morristown	NJ	07/2019	10/2019
Massmutual Financial Group	Saddle Brook	NJ	10/2018	10/2019
Hudson Hyundai Llc	Jersey City	NJ	04/2008	08/2018
Dunhill Auto Group	North Brunswick	NJ	01/2019	04/2019
Global Automall	North Plainfield	NJ	07/2019	07/2019
Bank Of America, N.A.	New York	NY	12/2019	Present

10/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
07/2019 → 10/2019

Toyota Of Morristown

Morristown, NJ
10/2018 → 10/2019

Massmutual Financial Group

Saddle Brook, NJ
04/2008 → 08/2018

Hudson Hyundai Llc

Jersey City, NJ
01/2019 → 04/2019

Dunhill Auto Group

North Brunswick, NJ
07/2019 → 07/2019

Global Automall

North Plainfield, NJ
12/2019 → Present

Bank Of America, N.A.

New York, NY

Other Businesses

I*540243For profit or not for profit: Name of outside business organization: Jazz Choreography Enterprises IncInvestment related: NAddress of business: NEW YORK, New York, 10128Nature of business: ["Civic League or Social Welfare Organization"]Position, title, association: ["Board Member"], Start date of relationship: 10/5/2021Number of hours devoted: 10 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Jazz Choreography Enterprises is a nonprofit 501(c)(3) organization founded in 2007 that is dedicated to keeping the great American art of jazz dance thriving in New York City. I*540258For profit or not for profit: Entity CharitableName of outside business organization: Bloomfield College Alumni AssociationInvestment related: NAddress of business: Bloomfield, New Jersey, 07003Nature of business: ["School, College or University"]Position, title, association: ["Officer"], Start date of relationship: 1/1/2022Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , PresidentStatus: APPRVD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-28

S66 Uniform Combined State Law Examination

2020-02-28

View on SEC IAPD