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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-23 |
| TX | RA | APPROVED_RES | 2023-06-16 |
Branch Locations
1100 Orange Ave Floor 2, Winter Park, FL 32789 • United States
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Orlando | FL | 02/2015 | 09/2021 |
| Wells Fargo Clearing Services, Llc | Orlando | FL | 03/2019 | 09/2021 |
| Fairfield Inn & Suites | Orlando | FL | 02/2018 | 04/2019 |
| Truist Investment Services, Inc. | Winter Park | FL | 09/2021 | 06/2023 |
| Truist Advisory Services, Inc. | Winter Park | FL | 09/2021 | 06/2023 |
| Rockefeller Financial Llc | Winter Park | FL | 06/2023 | Present |
NOTARY POSITION: Notary NATURE: Notary services in State of Florida INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2021 ADDRESS: , Winter Park FL , United States DESCRIPTION: Notarizing signatures
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-10 |
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