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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
NJ RA APPROVED 2026-02-24
MO RA APPROVED 2019-03-25
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • NJ RA
    APPROVED
    Since 2026-02-24
  • MO RA
    APPROVED
    Since 2019-03-25

Branch Locations

Princeton, NJ • United States

425 N. New Ballas Rd Suite 205 & 204, Creve Coeur, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Financial Group Creve Coeur MO 03/2019 Present
Principia College Elsah IL 07/2014 12/2018
Commonwealth Financial Network Waltham MA 03/2019 Present
  • 03/2019 → Present
    Triad Financial Group
    Creve Coeur, MO
  • 07/2014 → 12/2018
    Principia College
    Elsah, IL
  • 03/2019 → Present
    Waltham, MA
Other Businesses

1. Fixed insurance sales; as of 03/11/2019; Approximately less than 10% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-23
  • S66 Uniform Combined State Law Examination
    2019-03-23

View on SEC IAPD

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