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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| NJ | RA | APPROVED | 2026-02-24 |
| MO | RA | APPROVED | 2019-03-25 |
Branch Locations
425 N. New Ballas Rd Suite 205 & 204, Creve Coeur, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Financial Group | Creve Coeur | MO | 03/2019 | Present |
| Principia College | Elsah | IL | 07/2014 | 12/2018 |
| Commonwealth Financial Network | Waltham | MA | 03/2019 | Present |
1. Fixed insurance sales; as of 03/11/2019; Approximately less than 10% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-23 |
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