Rosendo J. Garcia

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 01/2019
  Chs
  Rochelle, IL
• 03/2019 → 09/2020
  Ameriprise Financial Services Inc
  Chicago, IL
• 02/2019 → 03/2019
  Unemployed
  Chicago, IL
• 10/2020 → 03/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
• 03/2024 → Present
  Fidelity Investments
  Westlake, TX
• 09/2020 → 10/2020
  Healthworks
  Chicago, IL
• 01/2021 → 03/2024
  Bank Of America, N.A.
  Northbrook, IL
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2024-04-23 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Chicago, IL
• 2020-11-03 → 2024-03-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Northbrook, IL
• 2019-06-28 → 2020-09-22
  Ameriprise Financial Services, Llc
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-06-28
• S63 Uniform Securities Agent State Law Examination
  2019-06-21

Other Names

• Rosendo Jesus Garcia
• Rosendo J Garcia