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Chase Alan Smith Deters

Prospera Capital Management, LLC

Gilbert, AZ

CRD 4945902

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Employer firm

Prospera Capital Management, LLC CRD 330390

$344M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Prospera Capital Management, Llc

Gilbert, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-10
AZ RA APPROVED 2024-07-18
TX RA APPROVED 2024-06-26
  • CA RA
    APPROVED
    Since 2025-11-10
  • AZ RA
    APPROVED
    Since 2024-07-18
  • TX RA
    APPROVED
    Since 2024-06-26

Branch Locations

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raffa Wealth Management Llc Washington DC 06/2010 05/2018
The Vanguard Group, Inc. Scottsdale AZ 09/2018 06/2024
Unemployed Washington DC 05/2018 09/2018
Prospera Capital Management, Llc Dba Deters Wealth Management Gilbert AZ 06/2024 Present
  • 06/2010 → 05/2018
    Raffa Wealth Management Llc
    Washington, DC
  • 09/2018 → 06/2024
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2018 → 09/2018
    Unemployed
    Washington, DC
  • 06/2024 → Present
    Prospera Capital Management, Llc Dba Deters Wealth Management
    Gilbert, AZ
Previous Registrations
Other Businesses

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED: ADDRESS: Lansing, MI POSITION: LANDLORD/OWNER START DATE: 12/2008 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-10-22
S66 Uniform Combined State Law Examination 2005-05-11
  • S63 Uniform Securities Agent State Law Examination
    2018-10-22
  • S66 Uniform Combined State Law Examination
    2005-05-11
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Chase A Deters
  • Chase Deters

View on SEC IAPD

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