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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2019-08-01
  • RI RA
    APPROVED
    Since 2019-08-01

Branch Locations

1 Financial Plz, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 03/2019 Present
U.S.TRust Providence RI 01/2015 03/2019
Bank Of America, N.A. Providence RI 03/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-29
  • S66 Uniform Combined State Law Examination
    2019-07-29
Other Names
  • Ran Ni
  • Ranni Catherine Mcsally

View on SEC IAPD

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