Steven James Swanson

Current Employers

Employment History

• 06/2009 → 05/2019
  U.S. Army
  Ft. Hood, TX
• 05/2019 → 07/2021
  Daikin Applied
  Faribault, MN
• 06/2018 → 08/2021
  Swanson Properties, Llc
  Harker Heights, TX
• 02/2021 → Present
  Thrivent Investment Management Inc
  Burnsville, MN
• 08/2021 → 09/2021
  Thrivent Financial
  Appleton, WI
• 09/2021 → Present
  Thrivent Financial
  Appleton, WI
• 11/2023 → Present
  Osaic Wealth, Inc.
  Lakeville, MN

Previous Registrations

• 2022-01-03 → 2023-11-03
  Fsc Securities Corporation
  Lakeville, MN
• 2021-05-13 → 2022-01-04
  Thrivent Investment Management Inc.
  Golden Valley, MN
  Burnsville, MN

Other Businesses

1) SWANSON PROPERTIES, LLC POSITION: Managing Member NATURE: Real estate investment, focused on passive income generated from renting single family residences. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/26/2018 ADDRESS: 18346 Kingsway Path, Lakeville MN 55044, United States DESCRIPTION: Decide on application of capital, ensure completion of administrative functions, and manage operations. 2) SWANSON PROPERTIES, LLC POSITION: Managing Member NATURE: LLC- rental property investment holding company. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2018 ADDRESS: 18346 Kingsway Path, Lakeville MN 55044, United States DESCRIPTION: Founded company, make decisions on use of capital, purchase and sale of properties, hiring and firing of property management, potentially manage property for brief periods of time if in local area. 3) JIM CHRISTIAN INC. POSITION: Paraplanner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 168 SECURITIES TRADING HOURS: 168 START DATE: 01/03/2022 ADDRESS: 17595 Kenwood Trail, Suite 170, Lakeville MN 55044, United States DESCRIPTION: Paraplanner, open accounts, execute trades. 4) ROTARY CLUB OF LAKEVILLE POSITION: Membership chair (board member) NATURE: Charitable organization 501(c)(4) tax-exempt nonprofit organization? INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2022 ADDRESS: PO Box 433, Lakeville MN 55044, United States DESCRIPTION: Assist new prospective members in understanding the process of joining Rotary, conduct induction ceremonies, vote with board on club decisions including fund raising, unbudgeted expenditures, and annual budget. 5) JIM CHRISTIAN INC. POSITION: Investment Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 168 SECURITIES TRADING HOURS: 168 START DATE: 01/03/2022 ADDRESS: 17595 Kenwood Trail, Suite 170, Lakeville MN 55044, United States DESCRIPTION: Investment Advisor, open accounts, execute trades, interact with clients, provide financial planning services, etc....

Exams

• S66 Uniform Combined State Law Examination
  2021-05-12