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Current Employers
Verity Asset Management

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-03
CA RA APPROVED 2019-03-06
  • TX RA
    APPROVED_RES
    Since 2022-01-03
  • CA RA
    APPROVED
    Since 2019-03-06

Branch Locations

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

New Braunfels, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Verity Asset Management Durham NC 03/2019 Present
Self Employed Roseville CA 02/2014 Present
Other Businesses

Teacher's Pension and Insurance Services, Inc.; Not investment-related; Oakdale, CA; Insurance agency; Director; Area Director; 06/2014; 160 hours per month; 160 during market hours; Financial product education including pension analysis and insurance sales.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-21
  • S65 Uniform Investment Adviser Law Examination
    2019-02-21

View on SEC IAPD

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