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Michael Ponzo

Wells Fargo Clearing Services, LLC

Tampa, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-03
FL RA APPROVED 2022-09-23
  • TX RA
    APPROVED
    Since 2022-10-03
  • FL RA
    APPROVED
    Since 2022-09-23

Branch Locations

4030 W Boy Scout Blvd Ste 150, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc ( Tampa FL 03/2022 Present
Ubs St. Petersburg FL 02/2019 08/2019
Mikes Pizza Largo FL 02/2021 02/2022
Usf Tampa FL 07/2017 02/2022
St.PEtersburg Catholic St.PEtersburg FL 08/2013 05/2017
  • 03/2022 → Present
    Wells Fargo Clearing Services, Llc (
    Tampa, FL
  • 02/2019 → 08/2019
    Ubs
    St. Petersburg, FL
  • 02/2021 → 02/2022
    Mikes Pizza
    Largo, FL
  • 07/2017 → 02/2022
    Usf
    Tampa, FL
  • 08/2013 → 05/2017
    St.PEtersburg Catholic
    St.PEtersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-22
  • S66 Uniform Combined State Law Examination
    2022-09-22
Other Names
  • Michael Robert Ponzo

View on SEC IAPD

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