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Curtis Rafter

Rbc Capital Markets, LLC

South Easton, MA

Norwood, MA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-01-12
  • RI RA
    APPROVED
    Since 2026-01-12

Branch Locations

5 Bristol Drive Suite 2, South Easton, MA 02375-1917 • United States

Norwood, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Boston MA 12/2018 12/2020
Mml Investors Services, Llc Boston MA 04/2019 12/2020
Needham Bank Needham MA 05/2013 06/2019
Penn Mutual Life Ins. Co. Wakefield MA 12/2020 08/2021
Horner Townsend & Kent Wakefield MA 01/2021 08/2021
Mml Investors Services, Llc Boston MA 08/2021 01/2026
Mass Mutual Life Insurance Company Boston MA 08/2021 01/2026
Rbc Capital Markets, Llc South Easton MA 01/2026 Present
  • 12/2018 → 12/2020
    Mass Mutual Life Insurance Company
    Boston, MA
  • 04/2019 → 12/2020
    Mml Investors Services, Llc
    Boston, MA
  • 05/2013 → 06/2019
    Needham Bank
    Needham, MA
  • 12/2020 → 08/2021
    Penn Mutual Life Ins. Co.
    Wakefield, MA
  • 01/2021 → 08/2021
    Horner Townsend & Kent
    Wakefield, MA
  • 08/2021 → 01/2026
    Mml Investors Services, Llc
    Boston, MA
  • 08/2021 → 01/2026
    Mass Mutual Life Insurance Company
    Boston, MA
  • 01/2026 → Present
    Rbc Capital Markets, Llc
    South Easton, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-16
S63 Uniform Securities Agent State Law Examination 2019-05-24
  • S65 Uniform Investment Adviser Law Examination
    2025-12-16
  • S63 Uniform Securities Agent State Law Examination
    2019-05-24
Designations
Other Names
  • Curt Lee Rafter
  • Curt Lee Rafter

View on SEC IAPD

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WILLIAM R SYLVIA
JOSEPH F ARSENAULT
MARK DAVID MCAULEY
WILLIAM ROBINSON DRISCOLL
John Philip Cooney
WILLIAM JOHN SEMPOLINSKI
JOHN LAVASSEUR

Other Offices

GREAT OAK CAPITAL PARTNERS, LLC · SOUTH EASTON, MA
FIVE CORNERS FINANCIAL SERVICES · EASTON, MA
HIGHTOWER ADVISORS, LLC · South Easton, MA
COMMONWEALTH FINANCIAL NETWORK · SOUTH EASTON, MA
PFS INVESTMENTS INC. · S EASTON, MA
CLARY FINANCIAL, INC · SO. EASTON, MA
CLARY FINANCIAL, INC · SO. EASTON, MA
BRIGHT FUTURES WEALTH MANAGEMENT, LLC · South Easton, MA

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