Curtis Rafter

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2018 → 12/2020
  Mass Mutual Life Insurance Company
  Boston, MA
• 04/2019 → 12/2020
  Mml Investors Services, Llc
  Boston, MA
• 05/2013 → 06/2019
  Needham Bank
  Needham, MA
• 12/2020 → 08/2021
  Penn Mutual Life Ins. Co.
  Wakefield, MA
• 01/2021 → 08/2021
  Horner Townsend & Kent
  Wakefield, MA
• 08/2021 → 01/2026
  Mml Investors Services, Llc
  Boston, MA
• 08/2021 → 01/2026
  Mass Mutual Life Insurance Company
  Boston, MA
• 01/2026 → Present
  Rbc Capital Markets, Llc
  South Easton, MA

Previous Registrations

• 2024-03-04 → 2025-12-31
  Mml Investors Services, Llc
  Norwood, MA
  Boston, MA
  Chestnut Hill, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-12-16
• S63 Uniform Securities Agent State Law Examination
  2019-05-24

Designations

• Certified Financial Planner

Other Names

• Curt Lee Rafter
• Curt Lee Rafter