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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-21
GA RA APPROVED 2024-05-08
  • TX RA
    APPROVED_RES
    Since 2024-08-21
  • GA RA
    APPROVED
    Since 2024-05-08

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

3920 Arkwright Rd, Macon, GA 31210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Salt Lake City UT 05/2019 06/2020
Associate Staffing Salt Lake City UT 02/2019 05/2019
Little America Hotel Salt Lake City UT 01/2018 08/2018
Chick-Fil-A Murray UT 05/2017 01/2018
University Of Georgia Athens GA 06/2018 12/2018
Honey Baked Ham Athens GA 12/2015 03/2017
Stuff-It Mobile Storage Macon GA 01/2013 12/2018
University Of Georgia Athens GA 05/2013 02/2017
'FIdelity Investments Salt Lake City UT 06/2020 03/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Macon GA 04/2024 Present
Fit To Recover Salt Lake City UT 08/2020 07/2021
Bank Of America, N.A. Macon GA 06/2024 Present
  • 05/2019 → 06/2020
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 02/2019 → 05/2019
    Associate Staffing
    Salt Lake City, UT
  • 01/2018 → 08/2018
    Little America Hotel
    Salt Lake City, UT
  • 05/2017 → 01/2018
    Chick-Fil-A
    Murray, UT
  • 06/2018 → 12/2018
    University Of Georgia
    Athens, GA
  • 12/2015 → 03/2017
    Honey Baked Ham
    Athens, GA
  • 01/2013 → 12/2018
    Stuff-It Mobile Storage
    Macon, GA
  • 05/2013 → 02/2017
    University Of Georgia
    Athens, GA
  • 06/2020 → 03/2024
    'FIdelity Investments
    Salt Lake City, UT
  • 04/2024 → Present
    Macon, GA
  • 08/2020 → 07/2021
    Fit To Recover
    Salt Lake City, UT
  • 06/2024 → Present
    Bank Of America, N.A.
    Macon, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-11
  • S66 Uniform Combined State Law Examination
    2019-05-11
Other Names
  • Bailey Hicks
  • Bailey Hicks
  • Richard Hicks
  • Richard Bailey Hicks
  • Richard Bailey Hicks Iv

View on SEC IAPD

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