Casey Ray Sullivan

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-11-23
WA	RA	APPROVED	2019-06-11

TX RA
APPROVED

Since 2020-11-23
WA RA
APPROVED

Since 2019-06-11

Branch Locations

929 108Th Ave Ne Ste 1200, Bellevue, WA 98004 • United States

North Bend, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Inc	Vancouver	WA	03/2019	03/2020
Exos	Portland	OR	02/2015	03/2019
Ameriprise Financial Services, Llc	Bellevue	WA	03/2020	Present

03/2019 → 03/2020

Ameriprise Financial Services Inc

Vancouver, WA
02/2015 → 03/2019

Exos

Portland, OR
03/2020 → Present

Ameriprise Financial Services, Llc

Bellevue, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-11

S66 Uniform Combined State Law Examination

2019-06-11

View on SEC IAPD

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