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Michael W Holland

Oppenheimer & Co. Inc.

Garden City, NY

New York, NY

CRD 7079649

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
NJ RA APPROVED 2019-07-05
  • NY RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2019-07-05

Branch Locations

Garden City, NY • United States

666 3Rd Avenue, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. New York NY 02/2019 Present
New York Islanders Syosset NY 10/2018 02/2019
Medidata Solutions New York NY 06/2017 08/2017
Unemployed Unemployed NY 08/2017 10/2018
Unemployed Unemployed NY 08/2016 06/2017
  • 02/2019 → Present
    Oppenheimer & Co.
    New York, NY
  • 10/2018 → 02/2019
    New York Islanders
    Syosset, NY
  • 06/2017 → 08/2017
    Medidata Solutions
    New York, NY
  • 08/2017 → 10/2018
    Unemployed
    Unemployed, NY
  • 08/2016 → 06/2017
    Unemployed
    Unemployed, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-28
  • S66 Uniform Combined State Law Examination
    2019-06-28

View on SEC IAPD

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