John Joseph Riker

Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 08/2017
  Capital District Ymca
  Delmar, NY
• 08/2015 → 05/2019
  Ithaca College
  Ithaca, NY
• 09/2018 → 05/2019
  Ithaca College
  Ithaca, NY
• 04/2019 → 06/2019
  Axa Advisors Llc
  New York, NY
• 07/2019 → 12/2021
  Pruco Securities Llc
  White Plains, NY
• 08/2019 → 12/2021
  The Prudential Insurance Company Of America
  White Plains, NY
• 01/2022 → Present
  Goldman Sachs
  New York, NY

Previous Registrations

• 2021-04-01 → 2021-12-16
  Pruco Securities, Llc.
  White Plains, NY

Exams

• S66 Uniform Combined State Law Examination
  2019-08-08