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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-02 |
| MD | RA | APPROVED | 2024-02-01 |
Branch Locations
650 S Exeter St Floor 09, Baltimore, MD 21202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ncs Pearson | Bloomington | MN | 04/2015 | 11/2018 |
| Bb&T Bank | Annapolis | MD | 01/2011 | 02/2019 |
| Bb&T Bank | Columbia | MD | 02/2019 | 02/2021 |
| Bb&T Securities, Llc | Richmond | VA | 02/2019 | 02/2021 |
| Truist Investment Services, Inc. | Columbia | MD | 02/2021 | 11/2023 |
| Truist Advisory Services, Inc. | Columbia | MD | 02/2021 | 11/2023 |
| Jpmorgan Chase Bank, Na | Baltimore | MD | 01/2024 | Present |
| Jpmorgan Securities Llc | Baltimore | MD | 01/2024 | Present |
| Unemployed | Annapolis | MD | 12/2023 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-28 |
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