Celeste S Norris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 09/2021
  Wells Fargo Bank, Na
  Fort Mill, SC
• 02/2019 → 09/2021
  Wells Fargo Clearing Services, Llc
  Fort Mill, SC
• 05/2016 → 04/2018
  First Citizens Bank
  Charlotte, NC
• 10/2021 → Present
  Lpl Financial Llc
  Fort Mill, SC

Previous Registrations

• 2019-07-08 → 2021-10-04
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Fort Mill, SC
  Fort Mill, SC

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-07-08
• S63 Uniform Securities Agent State Law Examination
  2019-06-10

Other Names

• Celeste Norris
• Celeste Shaquillia Norris