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Maurice Cortez Moore

Morgan Stanley

Phoenix, AZ

CRD 7078559

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-08-12
TX RA APPROVED 2022-08-11
  • AZ RA
    APPROVED
    Since 2022-08-12
  • TX RA
    APPROVED
    Since 2022-08-11

Branch Locations

2398 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Gold Canyon AZ 12/2016 10/2019
Wells Fargo Clearing Services, Llc Gold Canyon AZ 02/2019 10/2019
1000 Degrees Pizza Mesa AZ 05/2016 11/2016
Morgan Stanley Phoenix AZ 01/2020 Present
  • 12/2016 → 10/2019
    Wells Fargo Bank, Na
    Gold Canyon, AZ
  • 02/2019 → 10/2019
    Wells Fargo Clearing Services, Llc
    Gold Canyon, AZ
  • 05/2016 → 11/2016
    1000 Degrees Pizza
    Mesa, AZ
  • 01/2020 → Present
    Morgan Stanley
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-09
  • S66 Uniform Combined State Law Examination
    2022-08-09
Other Names
  • Maurice Moore

View on SEC IAPD

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