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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-01-04 |
Branch Locations
1650 Cumberland Parkway Se, Smyrna, GA 30080 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Decatur | GA | 11/2016 | 12/2023 |
| Wells Fargo Bank Na | Decatur | GA | 02/2019 | 12/2023 |
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2024 | Present |
| Cetera Investment Advisers Llc | Smyrna | GA | 01/2024 | Present |
| Regions Bank | Smyrna | GA | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-09 |
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