Jennifer Diane Kauffman

Current Employers

Employment History

• 01/2013 → 06/2022
  Asset Management And Planning, Llc
  West Columbia, SC
• 01/2025 → Present
  Mma Securities Llc
  Charlotte, NC
• 11/2022 → 12/2024
  Ascensus
  Denver, NC
• 06/2022 → 11/2022
  Unemployed
  Denver, NC
• 01/2025 → Present
  Marsh Mclennan Agency
  Charlotte, NC

Previous Registrations

• 2013-02-04 → 2022-06-06
  Prudeo Partners, Llc
  West Columbia, SC
  Denver, NC
• 2006-10-02 → 2013-01-22
  Td Ameritrade, Inc.
  Charlotte, NC
• 2006-10-02 → 2013-01-22
  Td Ameritrade Investment Management, Llc
  Charlotte, NC
• 2005-09-14 → 2006-07-05
  Morgan Stanley Dw Inc.
  Lancaster, PA
  Lancaster, PA

Other Businesses

The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-03-18
• S66 Uniform Combined State Law Examination
  2005-08-19

Other Names

• Jennifer Diane Yarnell
• Jennifer Kauffman