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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-11 |
| CA | RA | APPROVED | 2019-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Newport Beach | CA | 02/2019 | 11/2023 |
| Jpmorgan Chase Bank, N.A. | Newport Beach | CA | 02/2019 | 11/2023 |
| Haitou Llc | Irvine | CA | 07/2018 | 01/2019 |
| California Actuarial Consultants | San Ramon | CA | 06/2017 | 06/2018 |
| University Of California, San Diego | La Jolla | CA | 09/2016 | 08/2017 |
| Jp Morgan Chase Bank, N.A. | Irvine | CA | 11/2023 | Present |
| J.P. Morgan Securities Llc | Irvine | CA | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-09-13 |
| S65 | Uniform Investment Adviser Law Examination | 2018-08-18 |
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