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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-06-11
  • MA RA
    APPROVED
    Since 2024-06-11

Branch Locations

Merrimac, MA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flightline Inc Salem NH 10/2013 03/2021
Tlt Cleaning Seabrook NH 07/2018 03/2019
Camme Transportation Andover MA 01/2015 03/2017
Speedway Dracut MA 05/2018 06/2018
Gwfs Equities Andover MA 03/2019 Present
Empower Advisory Group, Llc Greenwood Village CO 06/2024 Present
  • 10/2013 → 03/2021
    Flightline Inc
    Salem, NH
  • 07/2018 → 03/2019
    Tlt Cleaning
    Seabrook, NH
  • 01/2015 → 03/2017
    Camme Transportation
    Andover, MA
  • 05/2018 → 06/2018
    Speedway
    Dracut, MA
  • 03/2019 → Present
    Gwfs Equities
    Andover, MA
  • 06/2024 → Present
    Greenwood Village, CO
Other Businesses

1) TLT Cleaning - Janitorial / Evening Cleaner. 2) United Security, Inc. / Security Guard. Contract uniformed security services. Protect people, property and assets by deterring crime, monitoring for suspicious activity and respond to incidents. Enforce rules, control access and maintain a safe environment by patrolling the premises, operating surveillance equipment and reporting incidents. 64 hours per month; 0 during normal business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-03
S63 Uniform Securities Agent State Law Examination 2019-05-01
  • S65 Uniform Investment Adviser Law Examination
    2024-06-03
  • S63 Uniform Securities Agent State Law Examination
    2019-05-01

View on SEC IAPD

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