Troy A Hooker

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → 02/2020
  J.P. Morgan Securities Llc
  Plano, TX
• 11/2018 → 02/2019
  Unemployed
  Richardson, TX
• 08/2017 → 11/2018
  Brinks Home Security/Ascent Capital Group Dba Monitronics
  Farmers Branch, TX
• 04/2017 → 07/2017
  Pk Management
  Dallas, TX
• 01/2016 → 03/2017
  Prosperity Bank
  Dallas, TX
• 03/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2021-05-11
• S63 Uniform Securities Agent State Law Examination
  2019-05-17

Other Names

• Troy A Hooker
• Troy Hocker
• Troy Hooker
• Troy Alexander Hooker