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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-02-05 |
Branch Locations
5201 West Kennedy Blvd Suite 640, Tampa, FL 33609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walmart Stores | Brooksville | FL | 10/2014 | 12/2017 |
| Unemployed | Lithia | FL | 01/2018 | 09/2018 |
| Penn Mutual Life Insurance Co | Wilmington | DE | 10/2018 | Present |
| Hornor Townsend & Kent Inc | Wilmington | DE | 03/2019 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES| DBA NAME: 1847 Financial | POSITION HELD: AGENT | ADDRESS:5201 WEST KENNEDY BLVD SUITE 640, TAMPA, FL 33609 | START DATE: 12/31/2018 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: 101-140 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) MILITARY OFFICERS ASSOCIATION OF AMERICA - TAMPA CHAPTER | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: TRANSITION COMMITTEE CHAIRMAN | ADDRESS: 4115 W SPRUCE ST. TAMPA, FL 33607 | START DATE: 1/1/2021 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ORGANIZES, MARKETS AND CONDUCTS A "THRIVING AFTER MILITARY SERVICE SEMINAR FOR THE TAMPA CHAPTER OF THE MILITARY OFFICERS ASSOCIATION OF AMERICA. ATTENDEES ARE PRIMARILY TRANSITIONING MILITARY MEMBERS AND THIER SPOUSES. INCLUDES AN SERVICE INCOME SOURCES AS WELL AS CHOICES THEY HAVE TO MAKE CONCERNING THEIR MILITARY BENEFITS UPON SEPARATION. 3) INSURANCE BROKERAGE | DBA: COMAC FINANCIAL | POSITION: PARTNER | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 160 | SECURITIES TRADING HOURS: 140 | START DATE: 06/01/2024 | ADDRESS: 5201 WEST KENNEDY BLVD SUITE 640, TAMPA, FL 33609 | DESCRIPTION: INVESTMENTS (MUTUAL FUNDS, ROBO ADVISORS, MANAGED INVESTMENT PLATFORMS, THIRD PARTY ASSET MANAGERS), LIFE INSURANCE (TERM AND PERMANENT), LONG TERM CARE INSURANCE, DISABILITY INSURANCE, RETIREMENT PLANNING, COLLEGE PLANNING, BUSINESS PLANNING FOR ENTREPRENEURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-15 |
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