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Catalina Borrero

First Citizens Investor Services, Inc.

Boston, MA

New York, NY

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-10
  • NY RA
    APPROVED
    Since 2025-10-10

Branch Locations

53 State St 28Th Floor, Boston, MA 02109 • United States

11 West 42Nd Street, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 05/2016 05/2018
Jp Morgan Chase Bank Na New York NY 05/2016 05/2018
Morgan Stanley New York NY 05/2018 09/2021
Morgan Stanley Private Bank, N.A. New York NY 07/2018 09/2021
First Citizens Investor Services Raleigh NC 07/2025 Present
First Citizens Bank New York NY 07/2025 Present
Banco Santander International New York NY 09/2021 12/2024
Unemployed New York NY 01/2025 07/2025
  • 05/2016 → 05/2018
    Jp Morgan Securities Llc
    New York, NY
  • 05/2016 → 05/2018
    Jp Morgan Chase Bank Na
    New York, NY
  • 05/2018 → 09/2021
    Morgan Stanley
    New York, NY
  • 07/2018 → 09/2021
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 07/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 07/2025 → Present
    First Citizens Bank
    New York, NY
  • 09/2021 → 12/2024
    Banco Santander International
    New York, NY
  • 01/2025 → 07/2025
    Unemployed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-09
S65 Uniform Investment Adviser Law Examination 2012-10-02
S63 Uniform Securities Agent State Law Examination 2005-12-19
  • S66 Uniform Combined State Law Examination
    2025-10-09
  • S65 Uniform Investment Adviser Law Examination
    2012-10-02
  • S63 Uniform Securities Agent State Law Examination
    2005-12-19
Other Names
  • Catalina Borrero
  • Catalina Borrero Vallejo
  • Catalina Borrero

View on SEC IAPD

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JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON
CHRISTOPHER MICHAEL HAGAN
ALDEN Wakefield WITMAN
JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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