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Michael Gunnar Mclaughlin

Mml Investors Services, LLC

White Plains, NY

New York, NY

CRD 7077657

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-19
NY RA APPROVED 2024-12-12
  • TX RA
    APPROVED
    Since 2024-12-19
  • NY RA
    APPROVED
    Since 2024-12-12

Branch Locations

White Plains, NY • United States

90 Park Ave 18Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Delaware Newark DE 08/2014 05/2018
Ameriprise Financial Rockville Centre NY 12/2016 02/2018
Seacor Marine New York NY 06/2017 08/2017
Mml Investors Services, Llc New York NY 06/2024 Present
Lenox Advisors New York NY 07/2018 Present
Unemployed New York NY 05/2018 07/2018
Mml Investors Services Llc New York NY 02/2019 02/2023
Massmutual Life Insurance Co. New York NY 07/2018 Present
  • 08/2014 → 05/2018
    University Of Delaware
    Newark, DE
  • 12/2016 → 02/2018
    Ameriprise Financial
    Rockville Centre, NY
  • 06/2017 → 08/2017
    Seacor Marine
    New York, NY
  • 06/2024 → Present
    New York, NY
  • 07/2018 → Present
    Lenox Advisors
    New York, NY
  • 05/2018 → 07/2018
    Unemployed
    New York, NY
  • 02/2019 → 02/2023
    New York, NY
  • 07/2018 → Present
    Massmutual Life Insurance Co.
    New York, NY
Other Businesses

Name: Michael McLaughlin/Lenox Advisors, Inc Inv rel: Y Add: 90 Park Avenue 18th Fl New York, NY 10016 Nature: Outside Insurance; Life, Disability, Long-term care, Fixed Annuities, and Health Position: Relationship Manager Start date: 07/09/20218 No. HR/MO: 10 No. HR/MO dur trading: .5

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-09
  • S66 Uniform Combined State Law Examination
    2024-12-09
Other Names
  • Michael Gunnar Mclaughlin
  • Michael Mclaughlin

View on SEC IAPD

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