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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-19 |
| NY | RA | APPROVED | 2024-12-12 |
Branch Locations
White Plains, NY • United States
90 Park Ave 18Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Delaware | Newark | DE | 08/2014 | 05/2018 |
| Ameriprise Financial | Rockville Centre | NY | 12/2016 | 02/2018 |
| Seacor Marine | New York | NY | 06/2017 | 08/2017 |
| Mml Investors Services, Llc | New York | NY | 06/2024 | Present |
| Lenox Advisors | New York | NY | 07/2018 | Present |
| Unemployed | New York | NY | 05/2018 | 07/2018 |
| Mml Investors Services Llc | New York | NY | 02/2019 | 02/2023 |
| Massmutual Life Insurance Co. | New York | NY | 07/2018 | Present |
Name: Michael McLaughlin/Lenox Advisors, Inc Inv rel: Y Add: 90 Park Avenue 18th Fl New York, NY 10016 Nature: Outside Insurance; Life, Disability, Long-term care, Fixed Annuities, and Health Position: Relationship Manager Start date: 07/09/20218 No. HR/MO: 10 No. HR/MO dur trading: .5
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-09 |
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