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Jamie Lanik

LPl Enterprise, LLC

Farmington, MN

Farmington, MN

Fort Mill, SC

CRD 7077414

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-28
SC RA APPROVED 2024-10-02
MN RA APPROVED 2024-09-26
  • TX RA
    APPROVED_RES
    Since 2024-11-28
  • SC RA
    APPROVED
    Since 2024-10-02
  • MN RA
    APPROVED
    Since 2024-09-26

Branch Locations

Farmington, MN • United States

Farmington, MN • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Plymouth MN 02/2019 09/2024
Prudential Insurance Company Of America Plymouth MN 07/2014 09/2024
Prudential Customer Solutions Llc Plymouth MN 10/2019 04/2021
Lpl Enterprise, Llc Fort Mill SC 09/2024 Present
  • 02/2019 → 09/2024
    Pruco Securities, Llc.
    Plymouth, MN
  • 07/2014 → 09/2024
    Prudential Insurance Company Of America
    Plymouth, MN
  • 10/2019 → 04/2021
    Prudential Customer Solutions Llc
    Plymouth, MN
  • 09/2024 → Present
    Lpl Enterprise, Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-07
  • S66 Uniform Combined State Law Examination
    2019-10-07
Other Names
  • Jamie Lee Schaaf

View on SEC IAPD

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