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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-04
MT RA APPROVED 2020-02-06
  • TX RA
    APPROVED_RES
    Since 2023-08-04
  • MT RA
    APPROVED
    Since 2020-02-06

Branch Locations

330 N Higgins Ave, Missoula, MT 59802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Missoula MT 10/2019 Present
Unemployed Missoula MT 06/2019 10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Missoula MT 02/2019 06/2019
Unemployed Missoula MT 01/2019 02/2019
The University Of Montana Missoula MT 01/2017 12/2018
Unemployed Missoula MT 10/2016 12/2016
Rivertop Renewables Missoula MT 06/2011 10/2016
Bank Of America, N.A Missoula MT 12/2019 Present
Other Businesses

*853339For profit or not for profit: Name of outside business organization: The Missoula Country ClubInvestment related: NAddress of business: Missoula, MontanaNature of business: ["Business or Industry Organization"]Position, title, association: ["Committee"], [["Finance committee"]]Start date of relationship: 6/15/2022Number of hours devoted: 1.5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Member of the club's finance committeeResponsibilities include:- Review the club's financial statements (sales, cash flow, liabilities, holdings, payroll, etc.) at monthly meeting- Assist the club's board in determining feasibility of projects given current assets I*4497290 Entity Type: N/A Name of OBA: Rental Property 1 Address: Philipsburg, Montana, 59858 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 06/01/2026 Number of Hours: 6, Monthly Number of Hours during trading: 1, Monthly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-04
  • S66 Uniform Combined State Law Examination
    2020-02-04
Other Names
  • Erik Johnston

View on SEC IAPD

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