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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-04 |
| MT | RA | APPROVED | 2020-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Missoula | MT | 10/2019 | Present |
| Unemployed | Missoula | MT | 06/2019 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Missoula | MT | 02/2019 | 06/2019 |
| Unemployed | Missoula | MT | 01/2019 | 02/2019 |
| The University Of Montana | Missoula | MT | 01/2017 | 12/2018 |
| Unemployed | Missoula | MT | 10/2016 | 12/2016 |
| Rivertop Renewables | Missoula | MT | 06/2011 | 10/2016 |
| Bank Of America, N.A | Missoula | MT | 12/2019 | Present |
*853339For profit or not for profit: Name of outside business organization: The Missoula Country ClubInvestment related: NAddress of business: Missoula, MontanaNature of business: ["Business or Industry Organization"]Position, title, association: ["Committee"], [["Finance committee"]]Start date of relationship: 6/15/2022Number of hours devoted: 1.5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Member of the club's finance committeeResponsibilities include:- Review the club's financial statements (sales, cash flow, liabilities, holdings, payroll, etc.) at monthly meeting- Assist the club's board in determining feasibility of projects given current assets I*4497290 Entity Type: N/A Name of OBA: Rental Property 1 Address: Philipsburg, Montana, 59858 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 06/01/2026 Number of Hours: 6, Monthly Number of Hours during trading: 1, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-04 |
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