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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-29 |
| TX | RA | APPROVED | 2024-04-29 |
Branch Locations
560 Mission St Floor 22, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | San Francisco | CA | 02/2019 | Present |
| Jpmorgan Securities Llc | San Francisco | CA | 02/2019 | Present |
| Uc Berkeley Haas School Of Business | Berkeley | CA | 08/2016 | 12/2018 |
| Jpmorgan | San Francisco | CA | 06/2018 | 08/2018 |
| Parallel Advisors | San Francisco | CA | 12/2017 | 05/2018 |
| Lodestar Ventures | San Francisco | CA | 07/2017 | 05/2018 |
| Cnote | Oakland | CA | 05/2017 | 11/2017 |
| Openinvest | San Francisco | CA | 10/2016 | 05/2017 |
| Solenn Seguillon (Self-Employed) | San Francisco | CA | 01/2010 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-08 |
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