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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2022 | 02/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2021 | 02/2023 |
| Unemployed | Temple | TX | 02/2021 | 07/2021 |
| Bulls Financial Group | Temple | TX | 02/2019 | 02/2021 |
| Unemployed | Temple | TX | 10/2018 | 02/2019 |
| Usda-Ars Grassland Soil And Water Research Laboratory | Temple | TX | 04/2018 | 10/2018 |
| National Center For Voice And Speech | Salt Lake City | UT | 05/2016 | 01/2018 |
| Unemployed | Belton | TX | 01/2018 | 04/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2023 | 02/2024 |
| Rossby Financial, Llc | Upper Marlboro | MD | 02/2024 | 07/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2024 | Present |
| Visionary Financial | Glen Allen | VA | 05/2023 | Present |
| Two Twelve Referral Network | Richmond | VA | 09/2023 | Present |
1.NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL PLANNING AND WEALTH MANAGEMENT START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES 2.NAME OF OTHER BUSINESS: VISIONARY FINANCAIL INVESTMENT RELATED: YES ADDRESS: GLEN ALLEN, VA NATURE OF BUSINESS: PERFORM BUSINESS VALUATIONS START DATE: 05/2023 POSITION/TITLE/RELATIONSHIP: PRESIDENT / CEO APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BUSINESS VALUATIONS UTILIZING BIZEQUITY 3. NAME OF OTHER BUSINESS: TWO TWELVE REFERRAL NETWORK INVESTMENT RELATED: YES ADDRESS: RICHMOND, VA NATURE OF BUSINESS: NETWORKING AND SUPPORTING LOCAL SMALL BUSINESSES START DATE: 09/2023 POSITION/TITLE/RELATIONSHIP: TEAM MEMBER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: NETWORKING AND SUPPORTING LOCAL SMALL BUSINESSES; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 09/2019, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-25 |
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