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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-20 |
| CA | RA | APPROVED | 2022-11-07 |
Branch Locations
555 California Street 35Th Floor, San Francisco, CA 94104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company, Llc | San Francisco | CA | 02/2019 | 01/2020 |
| Mosaic (Via Robert Half Employment Agency) | Oakland | CA | 12/2018 | 02/2019 |
| Na | Na | CA | 08/2018 | 11/2018 |
| Bank Of America | Oakland | CA | 08/2015 | 07/2018 |
| Morgan Stanley | San Francisco | CA | 11/2020 | Present |
| Na | Na | CA | 02/2020 | 10/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-04 |
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