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3500 188Th St Sw Suite 102, Lynnwood, WA 98037-4757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2008-02-01 |
Branch Locations
4100 194Th Street Sw Suite 205, Lynnwood, WA 98036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comprehensive Wealth Management | Lynnwood | WA | 06/2001 | Present |
| Independent Financial Group | San Diego | CA | 11/2013 | Present |
(1) COMPREHENSIVE WEALTH MANAGEMENT, LLC POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 80 START DATE: 03/31/2006 ADDRESS: 3500-188th Street Sw, Suite 102, Lynnwood WA 98037, United States DESCRIPTION: CHIEF INVESTMENT OFFICER AT SEC REGISTERED INVESTMENT ADVISOR. (2) FUPA, INC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2009 ADDRESS: 8550 210th Pl SW, Edmonds WA 98026, United States DESCRIPTION: ACTING AS A HOLDING COMPANY FOR COMPREHENSIVE WEALTH MANAGEMENT, LLC. (3) SPERO DECIMAS, LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2016 ADDRESS: 8550 210th Pl SW, Edmonds WA 98026, United States DESCRIPTION: A COMPANY USED FOR CURRENT AND FUTURE CHARITABLE GIVING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-12-31 |
| S65 | Uniform Investment Adviser Law Examination | 2008-01-31 |
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