Morgan Lewis Arford

Employer firm

Comprehensive Wealth Management CRD 116958

$338M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → Present
  Comprehensive Wealth Management
  Lynnwood, WA
• 11/2013 → Present
  Independent Financial Group
  San Diego, CA

Other Businesses

(1) COMPREHENSIVE WEALTH MANAGEMENT, LLC POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 80 START DATE: 03/31/2006 ADDRESS: 3500-188th Street Sw, Suite 102, Lynnwood WA 98037, United States DESCRIPTION: CHIEF INVESTMENT OFFICER AT SEC REGISTERED INVESTMENT ADVISOR. (2) FUPA, INC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2009 ADDRESS: 8550 210th Pl SW, Edmonds WA 98026, United States DESCRIPTION: ACTING AS A HOLDING COMPANY FOR COMPREHENSIVE WEALTH MANAGEMENT, LLC. (3) SPERO DECIMAS, LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2016 ADDRESS: 8550 210th Pl SW, Edmonds WA 98026, United States DESCRIPTION: A COMPANY USED FOR CURRENT AND FUTURE CHARITABLE GIVING.

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-12-31
• S65 Uniform Investment Adviser Law Examination
  2008-01-31